About Deal Box
Capital orchestration and issuer infrastructure for liquid private markets.
We give founders one place to structure their round, onboard investors, stay compliant, and plug in tokenization when they're ready. We serve founders, funds, and platforms running compliant private offerings. Operating since 2006 with hundreds of Reg D engagements and early tokenization frameworks.
The Problem
Private finance still runs on 1980s plumbing.
Every round dilutes and drags. Cap tables become tangled messes. Investors and employees stay locked up for 7-10 years.
Compliance and onboarding get stitched together with spreadsheets, email threads, and point tools that don't talk to each other.
Meanwhile, founders get stuck choosing between growth and control—raise capital or keep ownership, but not both.
This isn't just inefficient—it's structurally broken.
The Shift
Ownership is becoming programmable. Liquidity is becoming continuous. Compliance is moving into the infrastructure layer instead of living in back-office chaos.
Continuous Liquidity
Investors don't have to wait 7–10 years for a secondary event
Dynamic Ownership
Cap tables that respond to performance, not just financing milestones
Capital at Speed
Raise as fast as you build, without legacy paperwork drag
Dynamic Capital Architecture
Programmable ownership enabling continuous liquidity and founder control—all within compliant securities frameworks.
Our Role
Deal Box gives founders one place to structure their round, onboard investors, stay compliant, and plug in tokenization when they're ready.
We sit between your counsel, your investors, and your infrastructure. We package the raise—capital structure, materials, compliance docs—and run it through our Deal Box LITE or PRO portals.
We're built to support both traditional raises (Reg D, Reg A, Reg S, funds, SPVs) and tokenized overlays for liquidity.
Compliant by Design
Every structure mapped to SEC and FINRA frameworks. Built to integrate with your counsel.
Battle-Tested
Hundreds of issuer engagements across market cycles. We've seen the messy cap tables.
Infrastructure, Not Theory
Actual portals, data rooms, and investor workflows live in production.
What This Means for You
Keep More
Fewer dilution hits. Better structure up front. Non-dilutive instruments and secondary options so you don't give away 10-15% because your round was sloppy.
Unlock Liquidity
Founder liquidity events. Early investor relief. Optionality instead of forced exits. A future where you don't have to choose between growth and personal stability.
Your Terms
Issuer-direct structure. Full visibility of who's on your cap table. Control over timeline and terms. No marketplace dictating your strategy. Control, clarity, fewer surprises.
Company Information
Based in
Carlsbad, California
Led by
Thomas Carter, CEO
Incorporated in
Nevada
Our Team
A small team of capital-markets operators, product builders, and analysts obsessed with giving founders better options than "dilute or die."
Our Regulatory Posture
Deal Box is not a broker-dealer, placement agent, underwriter, investment adviser, or custodian.
- •All offerings on Deal Box are issuer-direct and issuer-approved.
- •We charge fixed advisory and technology fees. We do not take success fees or commissions.
- •We work alongside licensed partners (broker-dealers, transfer agents, custodians) when required.
Design the Capital Stack You Actually Want
Explore tokenization overlays, traditional capital formation, and Deal Box portals to build a raise that fits your company—not the other way around.